Quinn Oath Advisory Limited

Founder Member Founder #5 BSB-0000005

Quinn Oath Advisory provides independent compliance, governance and regulatory consultancy to financial services and regulated businesses across the UK. Director-led by experienced compliance professional Helen Quinn, the firm provides interim, fractional, retained and project-based senior support, helping businesses strengthen regulatory frameworks, governance, Consumer Duty evidence, risk oversight and customer outcomes.

About Quinn Oath Advisory Limited

Quinn Oath Advisory is an independent compliance, governance and regulatory consultancy supporting financial services and regulated businesses across the UK.

The firm provides experienced senior-level expertise to organisations that need additional compliance and governance capability without necessarily recruiting another permanent senior employee. Support can be provided on an interim, fractional, retained, project or hourly basis, allowing each engagement to reflect the particular requirements of the business.

Quinn Oath works with businesses during periods of change, growth or increased regulatory scrutiny, as well as organisations requiring support with compliance frameworks, Consumer Duty, governance arrangements, customer outcomes, complaints, management information, board reporting and regulatory readiness.

Every engagement is clearly scoped around the required outcome, responsibilities, deliverables and timescales. The emphasis is on practical, proportionate compliance that reflects how the organisation actually operates rather than adding unnecessary bureaucracy.

Services We Offer

  • Interim Compliance Support
  • Fractional Compliance Support
  • Retained Compliance Support
  • Compliance Consultancy
  • Compliance Project Support
  • Regulatory Advisory Support
  • Governance Support
  • Compliance Framework Reviews
  • Compliance Health Checks
  • Consumer Duty Support
  • Consumer Duty Reviews
  • Risk & Control Assessments
  • Compliance Monitoring
  • Policy & Procedure Reviews
  • Board & Committee Reporting
  • Management Information Reviews
  • Complaints & Customer Outcome Reviews
  • Regulatory Readiness Support
  • Regulatory Change Support
  • Financial Promotions Compliance
  • Remediation Programme Support
  • Hourly Compliance Consultancy
  • Website Compliance Checks

Locations We Cover

  • York
  • North Yorkshire
  • Yorkshire
  • United Kingdom
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